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Laura B Thomas

International Asset Management

Menlo Park, CA

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Current Employers
International Asset Management

411 Borel Avenue Suite 502, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-30
  • CA RA
    APPROVED
    Since 2017-03-30

Branch Locations

750 Menlo Avenue Suite #200, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Individual Asset Management ("Iam") Menlo Park CA 07/2016 03/2017
Individual Asset Management ("Iam") Menlo Park CA 03/2017 Present
  • 07/2016 → 03/2017
    Individual Asset Management ("Iam")
    Menlo Park, CA
  • 03/2017 → Present
    Individual Asset Management ("Iam")
    Menlo Park, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-14
  • S63 Uniform Securities Agent State Law Examination
    1996-05-14
Other Names
  • Laurie Brooks
  • Laura Elizabeth Brooks
  • Laura E Thomas

View on SEC IAPD

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JAMES MATTHEW PALLESCHI
MATTHEW FRANCIS SHEEHAN
BRIAN PATRICK BROGAN
NICOLE N FUENTES
CHARLIE ABRAHAM RAMOS
William George Hains

Other Offices

SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
TRIPLEPOINT ADVISERS LLC · MENLO PARK, CA
MENLO EQUITIES · MENLO PARK, CA
MAKENA CAPITAL MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
MORGAN STANLEY · Menlo Park, CA
MORGAN STANLEY · Menlo Park, CA

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