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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2002-08-13
  • WV RA
    APPROVED
    Since 2002-08-13

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Nitro, WV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 08/2001 Present
Other Businesses

1. Adams Financial Network, DBA, Owner,investment related, 60% time spent on activity during securities hrs. 2. Adams Creative Network, since 3/1/2023, Consulting Services, Non-investment related, 1-10% time spent on activity during securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-04
S63 Uniform Securities Agent State Law Examination 1995-03-02
  • S65 Uniform Investment Adviser Law Examination
    1999-05-04
  • S63 Uniform Securities Agent State Law Examination
    1995-03-02

View on SEC IAPD

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