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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-01-13 |
| TX | RA | APPROVED | 2017-01-12 |
Branch Locations
3150 Cardinal Drive Suite 101, Vero Beach, FL 32963 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Vero Beach | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Vero Beach | FL | 11/2016 | 01/2017 |
| Stifel Nicolaus & Co Inc | Vero Beach | FL | 01/2017 | Present |
J. Patrick Rice; 2072 Cortez Ave Vero Beach FL 32960; photography; owner; 100% sole owner; affiliation started 11/01/2008; 0.0 hours per day; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-26 |
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