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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
6385 Old Shady Oak Road Suite 250, Eden Prairie, MN 55344 • United States
505 Highway 169 N Suite 100, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Eden Prairie | MN | 09/2014 | 06/2021 |
| Highview Advisors | Eden Prairie | MN | 09/2014 | 05/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Csv Financial Advisors Llc | Golden Valley | MN | 01/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6200 BAKER RD STE 205; EDEN PRAIRIE; MN; 55346; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/6/2014; 40; 40; SALE OF FIXED INSURANCE PRODUCTS.| 2) NAME OF ENTITY: Lake Effect BNI chapter; No; 1100 Eastman Ln; Wayzata; MN; 55391; Networking; Mentor Coordinator; 10/24/2019; 1; 1; Introduce them to a mentor within the chapter and be available for questions along the way.| 3) NAME OF ENTITY: CSV Financial Advisors LLC; Yes; 5801 Duluth St, Suite 360; Golden Valley; MN; 55422; Financial Services/dba; Financial Advisor; 1/4/2021; 120; 100; Financial Advisor to any of the referrals that come to me as representative of CSV Financial Advisors, LLC. (i.e. prospect contacts resulting from referrals from Carlson SV tax office CPAs or employees, or referrals from their clients.)|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-28 |
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