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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

6385 Old Shady Oak Road Suite 250, Eden Prairie, MN 55344 • United States

505 Highway 169 N Suite 100, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Eden Prairie MN 09/2014 06/2021
Highview Advisors Eden Prairie MN 09/2014 05/2026
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Csv Financial Advisors Llc Golden Valley MN 01/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Eden Prairie, MN
  • 09/2014 → 05/2026
    Highview Advisors
    Eden Prairie, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2021 → Present
    Csv Financial Advisors Llc
    Golden Valley, MN
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6200 BAKER RD STE 205; EDEN PRAIRIE; MN; 55346; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/6/2014; 40; 40; SALE OF FIXED INSURANCE PRODUCTS.| 2) NAME OF ENTITY: Lake Effect BNI chapter; No; 1100 Eastman Ln; Wayzata; MN; 55391; Networking; Mentor Coordinator; 10/24/2019; 1; 1; Introduce them to a mentor within the chapter and be available for questions along the way.| 3) NAME OF ENTITY: CSV Financial Advisors LLC; Yes; 5801 Duluth St, Suite 360; Golden Valley; MN; 55422; Financial Services/dba; Financial Advisor; 1/4/2021; 120; 100; Financial Advisor to any of the referrals that come to me as representative of CSV Financial Advisors, LLC. (i.e. prospect contacts resulting from referrals from Carlson SV tax office CPAs or employees, or referrals from their clients.)|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-04
S63 Uniform Securities Agent State Law Examination 2014-07-28
  • S65 Uniform Investment Adviser Law Examination
    2014-08-04
  • S63 Uniform Securities Agent State Law Examination
    2014-07-28
Other Names
  • Sonja Dianne Hengesteg
  • Sonja Dianne Hengesteg

View on SEC IAPD

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