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Robert Piplitz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1995-04-18
  • FL RA
    APPROVED
    Since 1995-04-18

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St Petersburg FL 02/1995 Present
Bank Of America,N.A. Saint Petersburg FL 06/2011 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-20
S65 Uniform Investment Adviser Law Examination 1995-04-20
  • S63 Uniform Securities Agent State Law Examination
    1995-04-20
  • S65 Uniform Investment Adviser Law Examination
    1995-04-20
Other Names
  • Robert Piplitz
  • Bob Piplitz
  • Robert Alan Piplitz

View on SEC IAPD

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