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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-04 |
| FL | RA | APPROVED | 2021-01-13 |
| CT | RA | APPROVED | 2021-01-07 |
Branch Locations
Marco Island, FL • United States
9128 Strada Pl, Naples, FL 34108 • United States
45 William St, Wellesley Hills, MA 02481 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley Hills | MA | 02/1995 | Present |
| Bank Of America, Na | Wellesley Hills | MA | 09/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-25 |
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