Peter John Malafronte

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-10-08

NJ RA
APPROVED

Since 2012-10-08

Branch Locations

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Chatham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jersey City	NJ	09/2012	Present

09/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jersey City, NJ

Previous Registrations

2005-09-14 → 2012-09-17

Ubs Financial Services Inc.

Weehawken, NJ

Mitchel Fields, NY

Weehawken, NJ

Other Businesses

I*1767452 Entity Type: Charitable Name of OBA: Calvary Episcopal Church Summit, NJ Address:Summit, NJ Investment Related:Yes Position, Title, Association:Committee,Board Member,Director Start Date:04/01/2024 No Hours: 4 Monthly No Hours during trading:0 Duties:This is an Episcopal church in Summit, NJ. I will be one of approximately 12 members of the Vestry. The Vestry is akin to a Board of Directors.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-10-31
S63	Uniform Securities Agent State Law Examination	1995-09-06

S65 Uniform Investment Adviser Law Examination

2001-10-31
S63 Uniform Securities Agent State Law Examination

1995-09-06

Other Names

Peter John Malafronte

View on SEC IAPD