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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-06-23 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
8639 Mayland Drive Suite 106A, Richmond, VA 23294 • United States
Glen Allen, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 06/2017 |
| Stonex Securities Inc | Richmond | VA | 06/2017 | Present |
| Stonex Advisors Inc | Richmond | VA | 06/2017 | Present |
1)BCES LLC 8639 Mayland Drive Suite 106A Richmond, VA 23294 Date Started 1/1/2019 Position: Member NON-Investment related Nature: TO pay office rent and share office expenses Duties: Member Approximately how many of hours per month do you spend on this OBA: Less than 1 Approximately how may hours are spent during market hours: less than 1 No Compensation 2) POA for Father Daniel W Bird Jr Nature of Business: POA for Father Investment Related: Yes Title: POA for Father Duties: POA for Father Start Date: 10/18/2012 Hours Devoted to Business: 3 to 4 hours Hours Devoted to Business during Market Hours: less than 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-08 |
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