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David Charles Adams

Hot Springs Asset Management, Inc.

Hot Springs Village, AR

CRD 2590554

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Employer firm

Hot Springs Asset Management, Inc. CRD 144745

$17.8M regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Hot Springs Asset Management, Inc.

110 La Plaza W Suite E, Hot Springs Village, AR 71909 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2008-01-07
  • AR RA
    APPROVED
    Since 2008-01-07

Branch Locations

110 La Plaza W Suite E, Hot Springs Village, AR 71909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David C. Adams, Cpa Texarkana AR 08/1997 Present
Hot Springs Asset Management, Inc. Hot Springs Village AR 11/2007 Present
Previous Registrations
  • 2019-12-20 → 2020-12-31
    Vita Advisory Solutions Inc
    Texarkana, TX
  • 1999-08-04 → 2008-01-04
    Avantax Advisory Services
    Hot Springs, AR
Other Businesses

DC Adams,CPA - Non investment related 25 Estado Circle Hot Springs Village, AR 71909

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-22
S63 Uniform Securities Agent State Law Examination 1995-03-02
  • S65 Uniform Investment Adviser Law Examination
    1999-01-22
  • S63 Uniform Securities Agent State Law Examination
    1995-03-02

View on SEC IAPD

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