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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| CA | RA | APPROVED | 2002-05-28 |
Branch Locations
5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States
Fresno, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Fresno | CA | 03/2008 | Present |
| City National Bank | Fresno | CA | 03/2017 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 1995-04-17 |
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