Sandra Bakken Caruso

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2011-01-28
TX	RA	APPROVED_RES	2011-01-28

PA RA
APPROVED

Since 2011-01-28
TX RA
APPROVED_RES

Since 2011-01-28

Branch Locations

2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Sewickley	PA	02/2006	Present
Morgan Stanley Smith Barney	Sewickley	PA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

02/2006 → Present

Citigroup Global Markets Inc.

Sewickley, PA
06/2009 → Present

Morgan Stanley Smith Barney

Sewickley, PA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*625675- UNITY PRESBYTERIAN CHURCH FINANCE COMMITTEE; Investment related: No; Pittsburgh, Pennsylvania; Civic/Community; Finance Committee:Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 3; Business Development/Growth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-28
S63	Uniform Securities Agent State Law Examination	1995-04-18

S65 Uniform Investment Adviser Law Examination

1995-04-28
S63 Uniform Securities Agent State Law Examination

1995-04-18