Christopher Howard Blake

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1995 → 06/2024
  #Ia Lazard Asset Management
  New York, NY
• 02/1995 → 06/2024
  Lazard Asset Management
  New York, NY
• 04/2004 → 06/2024
  Lazard Asset Management Securities Llc
  New York, NY
• 03/2025 → Present
  Lpl Financial Llc
  Brentwood, TN
• 06/2024 → 03/2025
  Unemployed
  Brentwood, TN
• 03/2025 → Present
  Independent Advisor Alliance
  Charlotte, NC

Other Businesses

1. 03/21/2025 - CMPD12 Capital- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) - Start Date: 03/04/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 2. 03/21/2025- Introduction II LLC- Business Entity For Tax/Investment Purposes Only- TN 37027- Non Inv Rel- Start Date 01/01/2016 3. 03/21/2025- Sequel LLC- Business Entity For Tax/Investment Purposes Only- TN 37027- Non Inv Rel- Start Date 01/01/2016 4. 04/01/2025 - Independent Advisor Alliance, LLC - Registered Investment Advisor Hybrid - IAR - Investment related - At Reported Business Location(s) - Start Date 03/07/2025 - 160 Hrs/Mth - 8 Hrs During Trading. - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/10/2025 - CMPD12 Capital - Investment Related - Registered Investment Advisor DBA - IAR - At Reported Business Location(s) - Start Date 03/04/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2025-02-10
• S63 Uniform Securities Agent State Law Examination
  1995-12-05
• S65 Uniform Investment Adviser Law Examination
  1995-11-08