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Michael Costa

Ubs Financial Services Inc.

Weehawken, NJ

Austin, TX

Austin, TX

CRD 2589286

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-06
NJ RA APPROVED 2009-08-31
  • TX RA
    APPROVED
    Since 2025-01-06
  • NJ RA
    APPROVED
    Since 2009-08-31

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

11809 Coyote Call Way, Austin, TX 78725 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 03/2016 05/2019
Ubs Financial Services Inc. Austin TX 05/2019 Present
Previous Registrations
  • 2004-06-17 → 2006-07-05
    Td Ameritrade, Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-17
S63 Uniform Securities Agent State Law Examination 1996-04-15
  • S66 Uniform Combined State Law Examination
    2003-12-17
  • S63 Uniform Securities Agent State Law Examination
    1996-04-15

View on SEC IAPD

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