Thomas Michael Kriss

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 02/2018
  Scottrade
  St. Louis, MO
• 02/2018 → 12/2020
  Td Ameritrade, Inc.
  St. Louis, MO
• 02/2018 → 12/2020
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 01/2021 → 03/2021
  Unemployed
  O'FAllon, MO
• 03/2021 → Present
  Lpl Financial, Llc
  O'FAllon, MO

Previous Registrations

• 2018-02-26 → 2021-01-11
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  St Louis, MO
  St Louis, MO
  St Louis, MO
• 2018-02-27 → 2020-12-31
  Td Ameritrade, Inc.
  St. Louis, MO
  St Louis, MO
  St Louis, MO
• 2014-07-11 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2006-10-17 → 2011-06-30
  Saxony Capital Management, Llc
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2006-10-13

Other Names

• Tom Kriss
• Thomas M Kriss
• Thomas Kriss