Sergio Gonzalez Alcazar

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) PRODUCER'S FIN NETWORK, 5350 TOMAH DR, COLORADO SPRINGS, CO, 2/2008 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. INV REL - 5/WK - 1/TRADING. 2) RENTAL PROPERTY, HIGHLANDS RANCH, CO. STARTED 06/2000 AS OWNER/LANDLORD. SPENDS 5-15HRS/YEARLY, NONE DURING TRADING. 3) SURVEY/RESEARCH CONSULTANT, 10290 LAUREN CT, HIGHLANDS RANCH, CO, 80130, SINCE 1/2015.PARTICIPATE IN A MARKET RESEARCH PROJECT WITH COMPANIES. THIS NOT A SCHEDULED THING, RESULT OF RANDOM REACH OUTS. NOT INVESTMENT RELATED - DEVOTES 5 HR/YR - NONE DURING TRADING. 4) ALC GLOBAL ADVENTURES, 10290 LAUREN CT, HIGHLANDS RANCH, CO, 80130, SINCE 4/2015 AS PRESIDENT/OWNER. NOT INVESTMENT RELATED - DEVOTES 3 HR/WK - NONE DURING TRADING. 5) CABELA'S, ONE CABELA DR, SIDNEY, NE, 1/2017 AS PRO STAFF MEMBER. NIR - 15/YR - 0/TRADING. 6) OUT TECH, 264 EAST GARFIELD RD, AURORA, OH, 2/2018, AS PRO STAFF AND HOLDING SEMINARS, NIR, 12HRS/YR, 0HRS/TRADING. 7) ALC WEALTH MANAGEMENT, 10290 LAUREN CT, HIGHLANDS RANCH, CO, CEO- S CORP,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL- 40/WK- 40/TRADING 8) NATION OUTDOOR SPORTSMAN GROUP, 6385 FLANK DRIVE, STE 800, HARRISBURG, PA, AUTHOR- HUNTING RELATED ARTICLES OUTDOOR INDUSTRY, NIR, 10/YR- 0/TRADING 9) MOJO OUTDOORS, 623 HWY 594, MONROE, LA, TV HOST PARTICIPANT - PROMOTION OF HUNTING CONSULTING COMPANY ALC GLOBAL ADVENTURES, NIR, 100/YR- 0/TRADING

Exams

• S66 Uniform Combined State Law Examination
  2021-07-27
• S63 Uniform Securities Agent State Law Examination
  1995-02-24

Other Names

• Sergio Gonzalezalcazar
• Sergio Alcazar