Christopher Raymond Sherwood

CRD 2588941

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

CT RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Stamford	CT	03/2009	Present
Morgan Stanley Smith Barney	Stamford	CT	06/2009	Present

03/2009 → Present

Morgan Stanley

Stamford, CT
06/2009 → Present

Morgan Stanley Smith Barney

Stamford, CT

Previous Registrations

2009-03-11 → 2009-06-01

Morgan Stanley & Co. Llc

Stamford, CT
2001-11-21 → 2009-03-26

Ubs Financial Services Inc.

Stamford, CT

Stamford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-16
S63	Uniform Securities Agent State Law Examination	1995-04-03

S65 Uniform Investment Adviser Law Examination

1999-04-16
S63 Uniform Securities Agent State Law Examination

1995-04-03

View on SEC IAPD

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