Steven Lars Mattson

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-07-16
NY	RA	APPROVED	2026-07-16
TX	RA	APPROVED	2026-07-16

CT RA
APPROVED

Since 2026-07-16
NY RA
APPROVED

Since 2026-07-16
TX RA
APPROVED

Since 2026-07-16

Branch Locations

44 Old Ridgebury Rd Suite 301 3Rd Fl, Danbury, CT 06810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Danbury	CT	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Danbury	CT	11/2016	07/2026
Wells Fargo Advisors Financial Network, Llc	Danbury	CT	07/2026	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Danbury, CT
11/2016 → 07/2026

Wells Fargo Clearing Services, Llc

Danbury, CT
07/2026 → Present

Wells Fargo Advisors Financial Network, Llc

Danbury, CT

Previous Registrations

2008-01-01 → 2026-07-16

Wells Fargo Clearing Services, Llc

Ridgefield, CT

Danbury, CT

New City, NY

Danbury, CT

Brewster, NY
2002-01-14 → 2008-01-01

A. G. Edwards & Sons, Inc.

Danbury, CT

Ridgefield, CT

Danbury, CT

St. Louis, MO

Other Businesses

BOOK "ADVENTURES AROUND PUTNAM VOLUME I"; NOT INVESTMENT RELATED; BREWSTER, NY; AUTHOR OF BOOK ABOUT HIKING AND THE HISTORY OF PUTNAM COUNTY, NY; START DATE = 06/24/11; 4 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INCLUDING MARKETING OF THE BOOK TO THE PUBLIC. WWW.ADVENTURESAROUNDPUTNAM.COM; NOT INVESTMENT RELATED; BREWSTER, NY; WEBSITE TO PROMOTE BOOK; OWNER; START DATE 8/2012; 4 HRS PER MONTH; 0 HRS DURING TRADING. POA FOR MOTHER, INVT RELATED, STONEY CREEK, NY, POA, START DATE 1/1/2024, 4 HRS PER MONTH, 0 HRS DURING TRADING. OLD RIDGEBURY; INV RELATED;NEW FAIRFIELD,CT; LLC;20% OWNERSHIP; START DATE: 01/22/2026; 10 HRS PER MONTH; 10 HRS DURING TRADING; CSMW LLC - 100% ; INV RELATED;BREWSTER,NY; LLC;100% OWNERSHIP; START DATE: 01/22/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING; CSMW LLC ; INV RELATED; BREWSTER,NY; LLC;100% OWNERSHIP; START DATE: 01/22/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING; | CSMJ, LLC ; INV RELATED; BREWSTER,NY; LLC;100% OWNERSHIP; START DATE: 01/22/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING; OLD RIDGEBURY, LLC; INV RELATED, NEW FAIRFIELD CT; 20% OWNERSHIP, START DATE 01/22/2026, 19 HRS PER MONTH; 0 HRS DURING TRADING OLD RIDGEBURY LLC ; INV RELATED;NEW FAIRFIELD,CT; FINET PRACTICE;20% OWNERSHIP; START DATE: 01/22/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-10
S63	Uniform Securities Agent State Law Examination	1995-02-27

S65 Uniform Investment Adviser Law Examination

1998-11-10
S63 Uniform Securities Agent State Law Examination

1995-02-27

Other Names

Steve L Mattson
Steven L Mattson
Steve Lars Mattson

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