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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-23
NJ RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-23
  • NJ RA
    APPROVED
    Since 2009-01-02

Branch Locations

11 South Finley Ave, Basking Ridge, NJ 07920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Basking Ridge NJ 06/2003 Present
Raymond James Financial Services Advisors, Inc Basking Ridge NJ 01/2009 Present
Previous Registrations
  • 2002-09-19 → 2003-06-16
    Greater Community Financial, L.L.C.
    Clifton, NJ
Other Businesses

(1)Name of Business: Ridge Wealth Advisors LLC Address: 11 S Finley Ave, Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 04/23/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Member - Branch Manager ,Financial Advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13

View on SEC IAPD

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