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Reginal Roy Hynes

Osaic Wealth, Inc.

Rochester, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-14
NY RA APPROVED 2024-06-14
  • NJ RA
    APPROVED
    Since 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14

Branch Locations

359 N. Washington Street, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wall Street Financial Group Rochester NY 08/2008 09/2016
Securities America, Inc. Rochester NY 09/2016 06/2024
Securities America Advisors, Inc. Rochester NY 09/2016 06/2024
Osaic Wealth, Inc. Rochester NY 06/2024 Present
Osaic Wealth, Inc. Rochester NY 06/2024 Present
  • 08/2008 → 09/2016
    Wall Street Financial Group
    Rochester, NY
  • 09/2016 → 06/2024
    Securities America, Inc.
    Rochester, NY
  • 09/2016 → 06/2024
    Securities America Advisors, Inc.
    Rochester, NY
  • 06/2024 → Present
    Rochester, NY
  • 06/2024 → Present
    Rochester, NY
Previous Registrations
  • 2016-09-23 → 2024-06-14
    Securities America Advisors, Inc.
    Rochester, NY
  • 2008-08-08 → 2016-09-23
    Wall Street Financial Group, Inc.
    Rochester, NY
    Victor, NY
Other Businesses

1. Securities America Advisors - Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes - Start Date: 9/2016 - Address: 800 Linden Avenue, Rochester NY 14625 2. HFS FINANCIAL SERVICES POSITION: sales NATURE: I do insurance sales of Life Insurance, Long Term Care, Disability Insurance, and fixed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 15 START DATE: 12/02/2004 ADDRESS: 359 N. Washington Street, Rochester NY 14625, United States DESCRIPTION: Sales of insurance products. 3. ROCDOG POSITION: Volunteer with my dog NATURE: Taking certified therapy dog into the community for visits. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2023 ADDRESS: 321 Wood Road, Rochester NY 14626, United States DESCRIPTION: Taking my certified therapy dog to places that have signed up to have rocdog come and visit them in the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-17
S65 Uniform Investment Adviser Law Examination 1997-11-07
S63 Uniform Securities Agent State Law Examination 1995-04-24
  • S66 Uniform Combined State Law Examination
    2009-06-17
  • S65 Uniform Investment Adviser Law Examination
    1997-11-07
  • S63 Uniform Securities Agent State Law Examination
    1995-04-24

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