Best Investors Account Sign in
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-12-20
  • GA RA
    APPROVED
    Since 2024-12-20

Branch Locations

Alpharetta, GA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Thousand Oaks CA 11/2015 03/2018
Ameriprise Financial Services Inc Westlake Village CA 03/2018 07/2018
The Prudential Insurance Co. Of America Sherman Oaks CA 09/2018 11/2019
Pruco Securities, Llc Sherman Oaks CA 09/2018 11/2019
Fidelity Boston MA 03/2021 07/2024
Unemployed Simi Valley CA 11/2019 03/2021
Empower Financial Services, Inc Greenwood Village CO 11/2024 Present
Unemployed Alpharetta GA 07/2024 Present
  • 11/2015 → 03/2018
    Scottrade
    Thousand Oaks, CA
  • 03/2018 → 07/2018
    Ameriprise Financial Services Inc
    Westlake Village, CA
  • 09/2018 → 11/2019
    The Prudential Insurance Co. Of America
    Sherman Oaks, CA
  • 09/2018 → 11/2019
    Sherman Oaks, CA
  • 03/2021 → 07/2024
    Fidelity
    Boston, MA
  • 11/2019 → 03/2021
    Unemployed
    Simi Valley, CA
  • 11/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2024 → Present
    Unemployed
    Alpharetta, GA
Previous Registrations
  • 2021-05-05 → 2024-08-29
    Fidelity Personal And Workplace Advisors
    Smyrna, GA
  • 2018-09-20 → 2019-11-13
    Sherman Oaks, CA
  • 2018-03-15 → 2018-07-24
    Westlake Village, CA
  • 2017-01-24 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-12-06 → 2015-11-11
    Td Ameritrade, Inc.
    Honolulu, HI
  • 2013-12-06 → 2015-11-11
    Td Ameritrade Investment Management, Llc
    Honolulu, HI
  • 1995-05-18 → 2013-11-19
    Honolulu, HI
Other Businesses

TRUSTEE OF REGINALD C. POWERS TRUST 2010 POSITION: Trustee for the Reginald C. Powers Trust NATURE: Personal Trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2010 ADDRESS: 2154 Picus St, Mascotte FL 34753, United States DESCRIPTION: Will distribute step-father's estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-11
S63 Uniform Securities Agent State Law Examination 1995-04-01
  • S66 Uniform Combined State Law Examination
    2014-08-11
  • S63 Uniform Securities Agent State Law Examination
    1995-04-01

View on SEC IAPD

More in Alpharetta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor