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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-13
OK RA APPROVED 2016-05-17
IA RA APPROVED 2003-04-30
  • TX RA
    APPROVED_RES
    Since 2018-04-13
  • OK RA
    APPROVED
    Since 2016-05-17
  • IA RA
    APPROVED
    Since 2003-04-30

Branch Locations

908 6Th Ave, De Witt, IA 52742 • United States

3349 Southgate Ct Sw, Cedar Rapids, IA 52404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Dewitt IA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

RENTAL HOUSE POSITION: Owner NATURE: Rental home. It will be a joint venture with my wife Rose and me. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2021 ADDRESS: 1533 8th Ave SW, Cedar Rapids IA 52404, United States DESCRIPTION: We will be landlords for 215 15th St NW Cedar Rapids, IA 52405

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-10
S63 Uniform Securities Agent State Law Examination 1995-03-09
  • S65 Uniform Investment Adviser Law Examination
    2003-03-10
  • S63 Uniform Securities Agent State Law Examination
    1995-03-09

View on SEC IAPD

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