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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-15 |
| CA | RA | APPROVED | 2016-02-17 |
Branch Locations
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Newport Beach | CA | 03/2015 | Present |
| Mml Investors Services | Newport Beach | CA | 01/2016 | Present |
(1)Name: David Connelly, Inv Rel: Y Add: 4675 Mac Arthur Ct #1050 Newport Beach CA 92660 Nature: Life, Health, Group life, Group health Position: Agent Start Date: 7/1/1996 No Hr/Mo: 5 No Hr/Mo Dur Trading: 0. (2) Name: Northpark Homeowners Association Inv Rel: N Add: 10 Meadow Valley Irvine, CA 92602 Nature: Homeowners Association Position: Secretary Start Date: 1/1/2022 No Hrs/Mo: 3 No Hrs/Mo Dur Trading: 0 Duties: act on behalf of our neighborhood association to maintain and improve our community within the guidelines set forth in the CC&R's
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-02-05 |
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