Emma Hodges

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-19

NY RA
APPROVED

Since 2021-03-19

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	New York	NY	01/1995	Present
Hornor, Townsend & Kent, Inc.	New York	NY	01/1995	Present

01/1995 → Present

Unemployed

New York, NY
01/1995 → Present

Hornor, Townsend & Kent, Inc.

New York, NY

Other Businesses

INSURANCE BROKERAGE DBA NAME: EMPIRE WEALTH STRATEGIES, INVESTMENT-RELATED, 120 CABRINI BLVD #35, NEW YORK NY 10033, INSURANCE SALES AND SERVICES, VICE-PRESIDENT/AGENT, START DATE: APRIL 20, 2012, APPROX. NUMBER OF HOURS/MONTH: 25-40, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 25-40, DUTIES: SALES AND RECRUITING, ASSIST WITH THE TRAINING OF NEW RECRUITS, INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-15
S63	Uniform Securities Agent State Law Examination	1995-03-10

S65 Uniform Investment Adviser Law Examination

1999-06-15
S63 Uniform Securities Agent State Law Examination

1995-03-10

View on SEC IAPD