Marcus Paul Malonson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2011 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2004-12-17 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Houston, TX
  Houston, TX
• 2001-06-01 → 2004-04-06
  J.P. Morgan Securities Inc.
  Houston, TX

Other Businesses

I*116622 For profit or not for profit: Non-Profit Organization Name of outside business organization: Catholic Endowment Foundation of Galveston-Houston Investment related: N Address of business: Houston, Texas 77057 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 1/1/2015 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 2 Duties: Work with Endowment staff to raise visibility of the Endowment Fund in the Galveston/Houston Catholic community. I*49663 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HEATHER MALONSON INVESTMENT RELATED: Y ADDRESS OF BUSINESS: CYPRESS, TEXAS 77433 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OTHER, SPOUSE. START DATE OF RELATIONSHIP: 1/31/2012 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: PROVIDE INVESTMENT DIRECTION ON SPOUSE'S INVESTMENT ACCOUNT

Exams

• S66 Uniform Combined State Law Examination
  2000-04-26
• S63 Uniform Securities Agent State Law Examination
  1995-02-13