James Ellis Day

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Hightower Securities, Llc
  Huntsville, AL
• 06/2016 → Present
  Hightower Advisors, Llc
  Huntsville, AL

Previous Registrations

• 2009-06-01 → 2016-07-20
  Morgan Stanley
  Huntsville, AL
• 2009-04-30 → 2009-06-01
  Citigroup Global Markets Inc.
  Huntsville, AL
• 2005-06-21 → 2009-05-04
  Wells Fargo Clearing Services, Llc
  Huntsville, AL
  Huntsville, AL
  Huntsville, AL
  Gadsden, AL
  Gadsden, AL
  Huntsville, AL
  Huntsville, AL
  Attalla, AL
  Rainbow City, AL
  Huntsville, AL
  Huntsville, AL
  Gadsden, AL
  Madison, AL
  Madison, AL
  Huntsville, AL
  Birmingham, AL

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-18
• S63 Uniform Securities Agent State Law Examination
  1996-03-18

Other Names

• Jaime Day
• James E Day
• James Ellis Day
• James Ellis Day Iii