Theodore William Carol

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Raymond James Financial Services, Inc
  Denver, PA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Denver, PA
• 08/2008 → 10/2019
  Fulton Financial Advisors
  Lancaster, PA
• 08/2008 → Present
  Fulton Bank
  Manheim, PA

Previous Registrations

• 2006-11-14 → 2008-08-15
  M&T Securities, Inc.
  Lancaster, PA
  Intercourse, PA
  New Holland, PA
  Lancaster, PA
  Lancaster, PA
  Honey Brook, PA
  Lancaster, PA
  Lancaster, PA
• 2006-08-16 → 2006-11-03
  Banc Of America Investment Services, Inc.
  Blue Bell, PA
  Lancaster, PA

Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 1 Market Square, Manheim, PA, 17545, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/02/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: sales of investment products

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-14
• S63 Uniform Securities Agent State Law Examination
  1995-05-02

Other Names

• Ted Carol