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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-04 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Southwest Financial/Capitas Financial | Woodland Hills | CA | 04/2005 | Present |
| Lincoln Investment | Woodland Hills | CA | 06/2012 | 12/2016 |
| The Leaders Group, Inc. | Littleton | CO | 01/2017 | Present |
1.) PACIFIC SOUTHWEST FINANCIAL - 4/1/2005 - 21800 Burbank Blvd., Suite 200, Woodland Hills, CA 91367 - Director-Brokerage, insurance brokerage (consult, teach, train, advise, manage, direct, broker, problem resolution), Insurance Brokerage (life insurance, fixed annuities, disability income insurance, LTC insurance, critical illness, life settlements), Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC. - 1/1/2017 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 1 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-16 |
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