Jeffrey Charles Kratz

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-10-29
TX	RA	APPROVED	2009-10-23

NJ RA
APPROVED

Since 2018-10-29
TX RA
APPROVED

Since 2009-10-23

Branch Locations

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

800 Capitol St, Houston, TX 77002 • United States

Missouri City, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	10/2009	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Previous Registrations

2007-11-29 → 2009-10-23

Banc Of America Investment Services, Inc.

Dallas, TX
2007-04-02 → 2007-10-11

Morgan Stanley & Co. Llc

Houston, TX
2005-08-23 → 2007-04-02

Morgan Stanley Dw Inc.

Houston, TX

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-14

S66 Uniform Combined State Law Examination

2005-08-14

Other Names

Jeff Kratz
Jeff C Kratz

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews