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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2022-02-04
  • WV RA
    APPROVED
    Since 2022-02-04

Branch Locations

716 S Kanawha St., Beckley, WV 25801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Financial Services Cincinnati OH 12/2004 02/2022
The O.N. Equity Sales Company Cincinnati OH 04/2005 02/2022
Cambridge Investment Research, Inc. Fairfield IA 02/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2022 Present
  • 12/2004 → 02/2022
    Ohio National Financial Services
    Cincinnati, OH
  • 04/2005 → 02/2022
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 02/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2022 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. WADE INVESTMENT PROPERTIES, PO Box 3392, Beckley WV 25801, United States, 01/01/2011, Buisness Owner, Owner/Partner of a Business Entity, NIR, 3 HR/MO - 0 HR/MO TRADING 2. FIXED LIFE INSURANCE, 903 s oakwood ave, beckley WV 25801, United States, 01/01/1995, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 30 HR/MO - 8 HR/MO TRADING 3. THE SALVATION ARMY, Robert C Byrd Drive, Beckley WV 25801, United States, 09/01/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 2 HR/MO TRADING 4. CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5. CORNERSTONE WEALTH MANAGEMENT, 716 S Kanawha St., Beckley WV 25801, 05/2023, PRESIDENT, DBA, INV REL, 200 HR/MO - 10 HR/MO TRADING 6. KIRBY FOR WV, 716 S Kanawha St Beckley WV 25801, START DATE 12/2025, Treasurer, Treasurer position for election campaign for Kirby for WV. Supreme court of appeals justice for state of WV, NIR, HR/MO 5, HR/MO TRADING 1 7. CORNERSTONE FINANCIAL GROUP, INC., 716 S Kanawha St., Beckley WV 25801, United States, 08/2025, President, Owner/Partner of a Business Entity, NIR, 200 HR/MO - 10 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-28
S63 Uniform Securities Agent State Law Examination 1998-11-02
  • S66 Uniform Combined State Law Examination
    2017-08-28
  • S63 Uniform Securities Agent State Law Examination
    1998-11-02

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