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Current Employers
Hazard & Siegel Advisory Services Llc

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-12
  • NY RA
    APPROVED
    Since 2021-07-12

Branch Locations

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Liverpool, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Hazard & Siegel Inc Dewitt NY 02/2014 Present
Hazard & Siegel Advisory Services Llc Dewitt NY 02/2014 Present
Other Businesses

1) INDEPENDENT AGENT THROUGH LONG TERM CARE BROKERS,LTC, FIXED LIFE AND INSURANCE, NY LONG TERM CARE BROKERS, 40 HRS MONTH, 11 EXECUTIVE PARK DR, CLIFTON PARK NY 12065; 2) ASJ ASSOCIATES, NON INVESTMENT-RELATED, 5790 WIDEWATERS PARKWAY SUITE 230 DEWITT NY 13214, LIFE INSURANCE, INDEPENDENT AGENT, STARTED MARCH 2015, 15 HOURS PER MONTH INCLUDING 5 HOURS DURING TRADING HOURS, SALE OF LIFE, DISABILITY INCOME, AND LONG TERM CARE INSURANCE. 3)SOLICITOR FOR HAZARD & SIEGEL ADVISORY SERVICES LLC. REFER CLIENT ACCOUNTS TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS 2-20 HRS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-02-10
  • S63 Uniform Securities Agent State Law Examination
    1995-02-10

View on SEC IAPD

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