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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-07-08
  • PA RA
    APPROVED
    Since 2013-07-08

Branch Locations

147 West Long Avenue, Du Bois, PA 15801 • United States

Dubois, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Schaumburg IL 07/2013 Present
Cetera Financial Specialists Llc Schaumburg IL 07/2013 Present
Previous Registrations
  • 2007-12-04 → 2013-07-08
    Msi Financial Services, Inc.
    Dubois, PA
    Duboois, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-27
  • S63 Uniform Securities Agent State Law Examination
    1995-04-27
Other Names
  • Kerry L Kinter

View on SEC IAPD

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