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Richard Getty

Strategic Advisers LLC

Albuquerque, NM

Albuquerque, NM

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NM RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Albuquerque, NM • United States

2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Salt Lake City UT 04/2012 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2012 → Present
    Fidelity
    Salt Lake City, UT
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Albuquerque, NM
    Albuquerque, NM
  • 2012-04-27 → 2018-07-13
    Strategic Advisers Llc
    Salt Lake City, UT
    Albuquerque, NM
  • 2011-04-04 → 2012-04-05
    Gwn Securities Inc.
    Keysville, UT
    Palm Beach Gardens, FL
    Kaysville, UT
    Palm Beach Gardens, FL
  • 2010-07-29 → 2010-09-15
    Waddell & Reed
    Clearfield, UT
  • 2009-06-01 → 2010-05-11
    Morgan Stanley
    Holladay, UT
  • 2008-09-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Holladay, UT
  • 2008-01-16 → 2008-07-08
    Edward Jones
    Cottonwood Heights, UT
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-04
S63 Uniform Securities Agent State Law Examination 1995-09-12
  • S66 Uniform Combined State Law Examination
    2008-01-04
  • S63 Uniform Securities Agent State Law Examination
    1995-09-12
Other Names
  • Richard John Getty

View on SEC IAPD

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