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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Flushing | NY | 10/1993 | Present |
| Metlife Securities Inc. | Flushing | NY | 10/1993 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS 0 SECURITY HOURS AND 0 NON SECURITY HOURS SINCE 1/2002 INDEPENDENT INSURANCE AGENT - FROM RESIDENTIAL ADDRESS - LIFE/ACCIDENT/HEALTH - 1 SECURITY HOUR - AND 0 NON SECURIITY HOUR - SINCE 10/2013 Local Approval Accepted - INDEPENDENT INSURANCE AGENT Property & Casualty FROM BUSINESS ADDRESS 0 SECURITY HOURS AND 0 NON SECURITY HOURS SINCE 12/2016
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-12 |
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