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Steven Paul Steinberg

The Investment House LLC

Pacific Grove, CA

CRD 2587259

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Employer firm

The Investment House LLC CRD 163493

$2.20B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
The Investment House Llc

210 Avenue I Ste C, Redondo Beach, CA 90277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-22
CA RA APPROVED 2012-11-07
  • TX RA
    APPROVED_RES
    Since 2016-09-22
  • CA RA
    APPROVED
    Since 2012-11-07

Branch Locations

650 Lighthouse Avenue Suite 220, Pacific Grove, CA 93950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment House Llc Los Angeles CA 05/2012 Present
Previous Registrations
  • 2009-09-24 → 2012-06-19
    First Western Investment Management, Inc.
    Los Angeles, CA
    Pacific Grove, CA
  • 2003-08-11 → 2009-08-10
    Gkm Advisers, Llc
    Pacific Grove, CA
    Pacific Grove, CA
    Mill Valley, CA
  • 2002-08-29 → 2003-08-13
    Gkm Advisers Inc.
    Pacific Grove, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-27
S63 Uniform Securities Agent State Law Examination 1995-05-15
  • S66 Uniform Combined State Law Examination
    2002-08-27
  • S63 Uniform Securities Agent State Law Examination
    1995-05-15

View on SEC IAPD

Nearby Firms

MARATHON FINANCIAL ADVISORS
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

LYNDA ANN JOHNSON
Anand Alexander Bokde
Susan Lee Kendall

Nearby Offices

MARATHON FINANCIAL ADVISORS · PACIFIC GROVE, CA
EDWARD JONES · PACIFIC GROVE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pacific Grove, CA

More in Pacific Grove, CA

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