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Steven Paul Steinberg

The Investment House LLC

Pacific Grove, CA

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Current Employers
The Investment House Llc

210 Avenue I Ste C, Redondo Beach, CA 90277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-22
CA RA APPROVED 2012-11-07
  • TX RA
    APPROVED_RES
    Since 2016-09-22
  • CA RA
    APPROVED
    Since 2012-11-07

Branch Locations

650 Lighthouse Avenue Suite 220, Pacific Grove, CA 93950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment House Llc Los Angeles CA 05/2012 Present
Previous Registrations
  • 2009-09-24 → 2012-06-19
    First Western Investment Management, Inc.
    Los Angeles, CA
    Pacific Grove, CA
  • 2003-08-11 → 2009-08-10
    Gkm Advisers, Llc
    Pacific Grove, CA
    Pacific Grove, CA
    Mill Valley, CA
  • 2002-08-29 → 2003-08-13
    Gkm Advisers Inc.
    Pacific Grove, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-27
S63 Uniform Securities Agent State Law Examination 1995-05-15
  • S66 Uniform Combined State Law Examination
    2002-08-27
  • S63 Uniform Securities Agent State Law Examination
    1995-05-15

View on SEC IAPD

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Other Offices

MARATHON FINANCIAL ADVISORS · PACIFIC GROVE, CA
EDWARD JONES · PACIFIC GROVE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pacific Grove, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PACIFC GROVE, CA
C & T FINANCIAL SERVICES GROUP, INC. · PACIFIC GROVE, CA
NWF ADVISORY SERVICES INC · Pacific Grove, CA
C & T FINANCIAL SERVICES GROUP, INC. · PACIFIC GROVE, CA
J.P. MORGAN SECURITIES LLC · PACIFIC GROVE, CA

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