Theresa Renda King

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-06-13
WA	RA	APPROVED	2012-08-10

TX RA
APPROVED_RES

Since 2022-06-13
WA RA
APPROVED

Since 2012-08-10

Branch Locations

Gig Harbor, WA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Co	Gig Harbor	WA	02/1998	Present
Mml Investors Services	Gig Harbor	WA	02/1998	Present

02/1998 → Present

Massachusetts Mutual Life Insurance Co

Gig Harbor, WA
02/1998 → Present

Mml Investors Services

Gig Harbor, WA

Other Businesses

NAME: THERESA RENDA KING INV REL: Y ADD: 12901 150TH AVE NW, GIG HARBOR, WA 98329 NATURE: GROUP HEALTH POSITION: SALES START DATE: 1995 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2) NAME: THERESA KING INV REL: Y ADD: 12901 150TH AVE NW, GIG HARBOR, WA 98329 NATURE: REAL ESTATE POSITION: AGENT START DATE: 4/11/14 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: BUYING AND SELLING PROPERTY REPRESENTING MY HUSBAND AND MYSELF ONLY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-09
S63	Uniform Securities Agent State Law Examination	1999-08-31

S65 Uniform Investment Adviser Law Examination

2012-08-09
S63 Uniform Securities Agent State Law Examination

1999-08-31

Other Names

Theresa Carmela Renda
Theresa C Renda-King

View on SEC IAPD