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Current Employers
Certuity, Llc

1295 Us Highway One Third Floor, North Palm Beach, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
CO RA APPROVED 2026-01-05
NV RA APPROVED 2026-01-05
NY RA APPROVED 2026-01-05
  • CA RA
    APPROVED
    Since 2026-01-05
  • CO RA
    APPROVED
    Since 2026-01-05
  • NV RA
    APPROVED
    Since 2026-01-05
  • NY RA
    APPROVED
    Since 2026-01-05

Branch Locations

1295 Us Highway One Third Floor, North Palm Beach, FL 33408 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janiczek & Company Ltd Greenwood Village CO 10/2015 06/2017
Jpmorgan Chase Bank Na Denver CO 06/2020 01/2023
Jpmorgan Securities Llc Denver CO 06/2020 01/2023
Bny Mellon Denver CO 06/2017 05/2020
U.S. Bank Denver CO 03/2023 12/2025
U.S. Bancorp Investments, Inc. Denver CO 06/2023 12/2025
Certuity, Llc North Palm Beach FL 12/2025 Present
  • 10/2015 → 06/2017
    Janiczek & Company Ltd
    Greenwood Village, CO
  • 06/2020 → 01/2023
    Jpmorgan Chase Bank Na
    Denver, CO
  • 06/2020 → 01/2023
    Jpmorgan Securities Llc
    Denver, CO
  • 06/2017 → 05/2020
    Bny Mellon
    Denver, CO
  • 03/2023 → 12/2025
    U.S. Bank
    Denver, CO
  • 06/2023 → 12/2025
    U.S. Bancorp Investments, Inc.
    Denver, CO
  • 12/2025 → Present
    North Palm Beach, FL
Previous Registrations
  • 2015-10-31 → 2017-06-13
    Janiczek Wealth Management
    Denver, CO
  • 2014-09-25 → 2015-10-13
    Karsten Advisors
    Greenwood Village, CO
  • 2005-02-14 → 2014-08-15
    Glendale, CO
    Denver, CO
    Denver, CO
    Denver, CO
Other Businesses

1.) Metropolitan State University - Denver; Investment-related; Denver, CO; Foundation for Metropolitan State University; Board Member; Volunteer; 06/2022; 5 Hours/Month; 0 Hours/Trading; Member of the board that works with the outside investment firm that manages the foundation assets ensuring they abide by the IPS of the Foundation. Also work on the Audit Committee for the Foundation. 2.) The O'Neil Family Trust dtd 10/11/2017; Investment-related; Centennial, CO; Real Estate Rental; My revocable trust owns my family's share; Minority owner in a rental unit/condo; 06/2000; 0 Hours/Month; 0 Hours/Trading; None.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-03
S66 Uniform Combined State Law Examination 2005-03-28
  • S63 Uniform Securities Agent State Law Examination
    2020-07-03
  • S66 Uniform Combined State Law Examination
    2005-03-28
Designations
Other Names
  • Brian Emmett Oneil
  • Brian Emmett O'NEil

View on SEC IAPD

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