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1295 Us Highway One Third Floor, North Palm Beach, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| CO | RA | APPROVED | 2026-01-05 |
| NV | RA | APPROVED | 2026-01-05 |
| NY | RA | APPROVED | 2026-01-05 |
Branch Locations
1295 Us Highway One Third Floor, North Palm Beach, FL 33408 • United States
Highlands Ranch, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janiczek & Company Ltd | Greenwood Village | CO | 10/2015 | 06/2017 |
| Jpmorgan Chase Bank Na | Denver | CO | 06/2020 | 01/2023 |
| Jpmorgan Securities Llc | Denver | CO | 06/2020 | 01/2023 |
| Bny Mellon | Denver | CO | 06/2017 | 05/2020 |
| U.S. Bank | Denver | CO | 03/2023 | 12/2025 |
| U.S. Bancorp Investments, Inc. | Denver | CO | 06/2023 | 12/2025 |
| Certuity, Llc | North Palm Beach | FL | 12/2025 | Present |
1.) Metropolitan State University - Denver; Investment-related; Denver, CO; Foundation for Metropolitan State University; Board Member; Volunteer; 06/2022; 5 Hours/Month; 0 Hours/Trading; Member of the board that works with the outside investment firm that manages the foundation assets ensuring they abide by the IPS of the Foundation. Also work on the Audit Committee for the Foundation. 2.) The O'Neil Family Trust dtd 10/11/2017; Investment-related; Centennial, CO; Real Estate Rental; My revocable trust owns my family's share; Minority owner in a rental unit/condo; 06/2000; 0 Hours/Month; 0 Hours/Trading; None.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-03 |
| S66 | Uniform Combined State Law Examination | 2005-03-28 |
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