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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-20
  • KY RA
    APPROVED
    Since 2025-02-20

Branch Locations

3445 Lone Oak Road, Paducah, KY 42003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Boston MA 01/2016 04/2020
Fnb Bank Paducah KY 09/2015 Present
Concourse Financial Group Securities Inc Paducah KY 05/2020 02/2025
(Dba) Fnb Investments Paducah KY 09/2015 Present
Cetera Wealth Services, Llc Paducah KY 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 01/2016 → 04/2020
    Cantella & Co., Inc.
    Boston, MA
  • 09/2015 → Present
    Fnb Bank
    Paducah, KY
  • 05/2020 → 02/2025
    Concourse Financial Group Securities Inc
    Paducah, KY
  • 09/2015 → Present
    (Dba) Fnb Investments
    Paducah, KY
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Paducah, KY
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-05-28 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Paducah, KY
    Mayfield, KY
    Birmingham, AL
    Birmingham, AL
  • 2016-01-29 → 2020-05-28
    Cantella & Co., Inc.
    Mayfield, KY
    Malden, MA
    Mayfield, KY
  • 2015-03-18 → 2015-09-18
    Legend Advisory, Llc
    Paducah, KY
    Palm Beach Gardens, FL
  • 2014-03-21 → 2014-10-01
    Mustang, OK
    Mustang, OK
    Addison, TX
    Mustang, OK
    Tulsa, OK
    Mustang, OK
    Oklahoma City, OK
  • 2006-04-20 → 2012-05-24
    Murray, KY
    Louisville, KY
    Oklahoma City, OK
Other Businesses

(dba) FNB INVESTMENTS; Investment Related; 3445 Lone Oak Road, Paducah, KY; Financial and Investment Services; Investment Officer/Employee; Start Date 09/2015; 160 hours per month with all hour occurring during trading hours; DBA name established by FNB Bank under which my activities as an Investment Officer for the bank are performed. >> FNB BANK; Investment Related; 3445 Lone Oak Road, Paducah, KY; Financial and Insurance Services; Insurance Agent/Employee; Start Date 09/2015; 160 hours per month with all hours occurring during trading hours; Provide services to FNB customers and non-customers relative to securities, investments, and insurance; provide guidance to other FNB insurance licensed employees.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-09
  • S66 Uniform Combined State Law Examination
    2006-01-09
Other Names
  • Steve Hamilton
  • Stephen L Hamilton

View on SEC IAPD

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