Michael Scott Rosen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1988 → 03/2025
  Rosen & Associates, P.C.
  Farmington Hills, MI
• 03/1999 → 03/2025
  Rosen Financial Services
  Farmington Hills, MI
• 04/1999 → 03/2025
  The Investment Center, Inc.
  Farmington Hills, MI
• 01/2010 → 03/2025
  Ic Advisory Services Inc
  Farmington Hills, MI
• 03/2025 → Present
  Lpl Financial Llc
  Farmington Hills, MI

Previous Registrations

• 2010-01-25 → 2025-03-06
  Ic Advisory Services, Inc.
  Farmington Hills, MI
  Bedminster, NJ

Other Businesses

1- 03/06/2025 - JMK 2 ROSEN FAMILY LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 11/18/2016 - 0 hours per month/ during trading 2- 03/06/2025 - Steve & Alice Mendelson Family Trusts - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 1 hour per month/ 0 hours during trading 3- 03/06/2025 - JMK 2 ROSEN FAMILY LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 01/15/2014 - 0 hours per month/ during trading 4- 03/06/2025 - MICHAEL S ROSEN CPA, PC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/04/1988 - 25 hours per month/ 12 hours during trading 5- 03/06/2025 - MARIANNE VICTOR IRREVOCABLE TRUST - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 10/02/2012 - 1 hour per month/ during trading 6- 03/06/2025 - Scott Bartlett Trusts - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 10/30/2015 - 1 hour per month/ during trading 7- 03/06/2025 - Martin Bartlet Trusts - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 10/30/2015 - 1 hour per month/ during trading 8- 03/06/2025 - Andrea Bartlet Trusts - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 03/03/2023 - 1 hour per month/ during trading 9- 03/06/2025 - RCB Insurance Trusts - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 02/13/2012 - 1 hour per month/ during trading 10- 03/06/2025 - ROSEN FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/27/2024 - 160 hours per month/ during trading 11- 03/06/2025 - Michael S Rosen - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/2016 - 2 hours per month/ during trading 12- 03/06/2025 - David & Lauren Mendelson Family Trusts - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 12/27/2024 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-03
• S63 Uniform Securities Agent State Law Examination
  1995-03-03