Richard Lin Zulick

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Morgan Stanley
  Dallas, TX
• 04/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-01-21 → 2015-04-09
  Barclays Capital Inc.
  Dallas, TX
• 2004-08-11 → 2008-10-15
  Lehman Brothers Inc.
  Dallas, TX
  Dallas, TX
  New York, NY

Other Businesses

1)ALLEGIANCE SPORTS MANAGEMENT GROUP LLC NON INVESTMENT RELATED 5116 TENNINGTON PARK DALLAS, TX 75287 PRESIDENT/OWNER NO HOURS MAINTAINED DURING SECURITIES TRADING HOURS MANAGEMENT/REPRESENTATION OF PROFESSIONAL ATHLETES. 2) CANE RIVER INVESTMENTS LLC; 5116 TENNINGTON PARK, DALLAS,TX,UNITED STATES-75287; PRIVATE INVESTMENTS; POSITION/MEMBER; 4-NOV-09; 1 HOUR PER MONTH AFTER BUSINESS HOURS; 0 HOURS PER MONTH DURING BUSINESS HOURS; 3. Business / Company;Sole Proprietor / Owner / Partner;Noble Sports Group LLP;Minority Partner;During business hours 0; After business hours 1. 4. Sole Proprietor / Owner / Partner;Personal direct investment vehicle; As of 05/2015;During business hours 0; After business hours 1. *676982 - Texas Captive Insurance Association; Investment related: No; Phoenix, Arizona; Insurance; Officer(proprietor, partner, officer, director, employee, trustee, agent); 1/2026; During business hours: 1; After business hours: 1; General Industry and Association promotion and awareness

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-10
• S63 Uniform Securities Agent State Law Examination
  2000-06-01