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Lawrence Asuquo Ambe

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
  • TX RA
    APPROVED
    Since 2023-08-15

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Frisco TX 03/2006 06/2024
Charles Schwab & Co., Inc. Frisco TX 08/2023 Present
Previous Registrations
  • 2018-09-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Southlake, TX
  • 2018-09-05 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
    Frisco, TX
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
S63 Uniform Securities Agent State Law Examination 2006-09-01
  • S66 Uniform Combined State Law Examination
    2018-09-04
  • S63 Uniform Securities Agent State Law Examination
    2006-09-01
Other Names
  • Lawrence Ambe

View on SEC IAPD

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FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
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