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Joseph Andrew Wolf

Wells Fargo Clearing Services, LLC

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-09
TX RA APPROVED 2020-09-09
  • CA RA
    APPROVED
    Since 2020-09-09
  • TX RA
    APPROVED
    Since 2020-09-09

Branch Locations

5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Orange CA 06/2009 09/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2020
Wells Fargo Clearing Services, Llc Irvine CA 09/2020 Present
  • 06/2009 → 09/2020
    Morgan Stanley Smith Barney
    Orange, CA
  • 01/2015 → 09/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2020 → Present
    Wells Fargo Clearing Services, Llc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-04
S63 Uniform Securities Agent State Law Examination 1996-03-29
  • S65 Uniform Investment Adviser Law Examination
    1996-04-04
  • S63 Uniform Securities Agent State Law Examination
    1996-03-29

View on SEC IAPD

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