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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-18
AL RA APPROVED 2019-09-27
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • AL RA
    APPROVED
    Since 2019-09-27

Branch Locations

201 West Green Street, Athens, AL 35611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Athens AL 01/2013 Present
Cetera Investment Services Llc St. Cloud MN 01/2013 Present
Cetera Investment Advisers Llc Athens AL 09/2019 Present
  • 01/2013 → Present
    Regions Bank
    Athens, AL
  • 01/2013 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2019 → Present
    Athens, AL
Other Businesses

1. SERMON/PUBLIC SPEAKING FOR O'NEAL CHURCH OF CHRIST. 2. VOLUNTEER AT GRACE HILLS FARMS ZOMBIE PAINTBALL HUNT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-26
S63 Uniform Securities Agent State Law Examination 2006-02-18
  • S66 Uniform Combined State Law Examination
    2019-09-26
  • S63 Uniform Securities Agent State Law Examination
    2006-02-18

View on SEC IAPD

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