Guillermo Diva Delfin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Aig-American General Life Insurance Company
  Downers Grove, IL
• 01/2009 → Present
  Sagepoint Financial, Inc
  Glenview, IL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Naperville, IL

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Naperville, IL
• 2008-01-08 → 2008-10-31
  American General Securities Incorporated
  Downers Grove, IL
• 2000-02-04 → 2007-11-15
  Chicago Investment Advisory Council, Inc.
  Downers Grove, IL

Other Businesses

1)UNLIMITED AGENCY, INC., INDEPENDENT INSURANCE SALES, COMMENCED 1/2003, FIXED ANNUITIES, 1% TIME SPENT, 100% OWNERSHIP, 2)PHIL. SENIOR GOLFERS OF AMERICA POSITION: BOARD OF DIRECTOR NATURE: GOLF ASSOCIATION INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 05/11/2011 ADDRESS: 1397 GRECO RD, SCHAUMBURG IL 60193 DESCRIPTION: board of director

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-08
• S63 Uniform Securities Agent State Law Examination
  1995-09-14

Other Names

• Jyn Delfin