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Wallace D Williams

Raymond James & Associates, Inc.

Dallas, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-09
  • TX RA
    APPROVED
    Since 2016-09-09

Branch Locations

200 Crescent Court Suite 550, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2005 09/2016
Raymond James & Associates, Inc. Dallas TX 09/2016 Present
Previous Registrations
  • 2007-01-19 → 2016-09-13
    Edward Jones
    Dallas, TX
    St. Louis, MO
    Dallas, TX
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-11
S63 Uniform Securities Agent State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2007-01-11
  • S63 Uniform Securities Agent State Law Examination
    2005-12-29

View on SEC IAPD

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