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Portland, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2010-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | San Diego | CA | 12/2009 | 12/2018 |
| Rx Investment Solutions, Llc | Portland | OR | 07/2008 | Present |
Business Name: Robert B. Prall Buesiness investment related: no Business address: 3359 SW 64th Place, Portland, OR 97221 Nature of business: OR Insurance agent offering sales of life/health annuities since 1995. Position: Owner and Agent Start date of relationship: Offering sales of Life/Health & Annuities Since 1995 Approximate hours per month: 3 Number of hours devoted during securities trading hours per month: less than 1 Duties: Life/health insurance and annuities sales and service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-27 |
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