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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2002-08-20 |
Branch Locations
40 Monument Rd. Ste. 107, Bala Cynwyd, PA 19004 • United States
Dresher, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1)THE PAUL GROUP LLC, 40 MONUMENT ROAD BALA CYNWYD 19004, PRESIDENT, OWNER, SOLE MEMBER,START DATE: 1/1/99, 120 HRS PER MO, INVESTMENT RELATED;2) TEMPLE SINAI 1401 LIMEKILN PIKE DRESHER PA 19025, MEMBER LIFE & LEGACY COMMITTEE (BEGAN 12/15/2022) CHAIR OF THE ENDOWMENT COMMITTEE ( EXPIRED 6/1/2021), DUTIES: AS MEMBER OF THE LIFE & LEGACY COMMITTEE MY ROLE TO HELP PEOPLE MAKE ENDOWMENT GIFTS TO THE INSTITUTION MANAGE ENDOWMENT INVESTMENTS WITH COMMITTEE. TO SOLICIT MEMBERS FOR CONTRIBUTIONS, START DATE: 6/1/10, 1 HRS PER MO; NOT INVESTMENT RELATED;3) JEWISH LEARNING VENTURE, 261 OLD YORK ROAD #720 JENKINTOWN PA 19046, MEMBER BOARD OF TRUSTEES AND INSTITUTIONAL ADVANCEMENT COMMITTEE PAST PRESIDENT / BOARD MEMBER, DUTIES: MANAGEMENT AND DEVELOPMENT., START DATE: 9/1/01, 10 HRS PER MO, NOT INVESTMENT RELATED;4) JEWISH COMMUNITY FOUNDATION OF GREATER PHILADELPHIA (FORMERLY JEWISH FEDERATION ENDOWMENT COMMITTEE), 2 Commerce Square 2001 Market St - 23rd Floor Philadelphia, PA 19103, BOARD MEMBER OF FOUNDATION AND CHAIR OF THE INSURANCE ADVISORY COMMITTEE DUTIES: ATTEND 3 MEETINGS PER YEAR; ENGAGE COMMUNITY IN ENDOWMENT CONVERSATIONS., START DATE: 10/1/12, 3 HRS PER MO, NOT INVESTMENT RELATED;5) RUBINGOLDMAN AND ASSOCIATES, 40 Monument Road, Suite 107 Bala Cynwyd, PA 19004, FINANCIAL PROFESSIONAL, DUTIES: SALES AND MARKETING, START DATE: 3/26/13, 80 HRS PER MO;6) KTPAUL PRODUCTIONS LLC, 288 MULBERRY STREET APT 3 NEW YORK NY 10012, OFFICER, START DATE: 3/8/18, 5 HRS PER MO, NOT INVESTMENT RELATED;7) JEWISH LEARNING VENTURE, 261 OLD YORK ROAD #720 JENKINTOWN PA 19046, COMMITTEE MEMBER, DUTIES: PARTICIPATE IN PERIODIC MEETINGS. SOLICIT FOR CHARITABLE CONTRIBUTIONS TO ORGANIZATION, START DATE: 7/1/21, 5 HRS PER MO, NOT INVESTMENT RELATED;8) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER, BENEFIT OF BROTHER, RUSSELL D. PAUL;9) TEMPLE SINAI 1401 LIMEKILN PIKE DRESHER PA 19025, LEGACY SOCIETY COMMITTEE MEMBER, DUTIES: ENGAGE MEMBER OF TEMPLE SINAI TO CREATE ENDOWMENTS, START DATE: 6/1/23, 5 HRS PER MO; NOT INVESTMENT RELATED;10) JEWISH LEARNING VENTURE 261 OLD YORK ROAD #720 JENKINTOWN, PA 19046, COMMITTEE MEMBER, DUTIES: PARTICIPATE IN PERIODIC MEETINGS. SOLICIT FOR CHARITABLE CONTRIBUTIONS TO ORGANIZATION, START DATE: 7/1/21, 5 HRS PER MO;11) RGA INVESTMENT GROUP LLC 40 MONUMENT ROAD, STE 107 BALA CYNWYD, PA 19004, BOARD MEMBER/OFFICER/DIRECTOR, START DATE: 5/7/24, DUTIES: MANAGE THE OPERATIONS. THIS LLC IS A MANAGEMENT COMPANY SO WE CAN PAY EMPLOYEES AND OTHER EXPENSES TO HELP US MANAGE OUR INVESTMENT BLOCK OF BUSINESS, 20 HRS PER MO, INVESTMENT RELATED;12) ASHAR GROUP 1800 PEMBROOK DRIVE SUITE 240 ORLANDO, FL 32810, BROKER, START DATE: 1/20/18, 5 HRS PER MO, INVESTMENT RELATED; 13) OUTSIDE INSURANCE BROKERAGE BUSINESS; 14) MICHAEL.PAULGROUPLLC@GMAIL.COM, MPAUL@RUBGOLD.COM, WWW.RUBGOLD.COM;14) RGA Real Estate LLC, Member of a LLC, General business administration, 40 Monument Road, Suite 107 Bala Cynwyd, PA 19004, Start Date: 03/19/2019, 5 HRS PER MO, Not Insurance/Investment related;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-09 |
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