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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-20
VA RA APPROVED 1997-06-18
  • TX RA
    APPROVED_RES
    Since 2019-03-20
  • VA RA
    APPROVED
    Since 1997-06-18

Branch Locations

125 S Augusta St Ste 3100, Staunton, VA 24401-4386 • United States

6 E Washington St, Lexington, VA 24450-2562 • United States

Churchville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Staunton VA 09/2005 03/2020
Ameriprise Financial Services, Llc Staunton VA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 47/49 Cole Hill Lane, Warsaw, VA 22572, duplex fully rented, ,; ; / Multi-Family; 112 Prospect St, , Staunton, VA, 24401; Not Investment-Related; 08/01/2001 / Single Family; 612 Parkview Ave, , Staunton, VA, 24401; Investment-Related; 08/01/2021. Business Ownership; Aleta Springs Farms; ; We own a farming operation with 39 cows and 120 sheep. We3 sell meat and raise calves for the market. We also sell wool for fiber.; 1234 Scenic Highway, Churchville, VA 24421, ,; Not Investment-Related; 03/03/2017; 40 to 59 hours per month; 1 to 9 during trading hours / Crowbird, Inc.; I use this as entity to pay employees in the office. I complete 100% of all related activities.; Holds payroll for my financial planning office.; 125 S Augusta Street, Suite 3100, , Staunton, VA, 24401; Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Mid Atlantic German Shorthaired Pointer Rescue; Intake Coordinator; Sykesville, MD, ,; ; 06/01/2008; 20 to 39 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-24
S65 Uniform Investment Adviser Law Examination 1997-03-15
  • S63 Uniform Securities Agent State Law Examination
    1997-04-24
  • S65 Uniform Investment Adviser Law Examination
    1997-03-15

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