Derik Max Sullivan

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Blanchard, OK
• 06/2021 → 08/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 08/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → 06/2024
  Securities America, Inc.
  Luther, OK
• 08/2023 → 06/2024
  Securities America Advisors
  Luther, OK
• 06/2024 → Present
  Osaic Wealth, Inc.
  Weatherford, OK
• 06/2024 → Present
  Osaic Wealth, Inc.
  Weatherford, OK

Previous Registrations

• 2023-08-07 → 2024-06-14
  Securities America Advisors, Inc.
  Weatherford, OK
• 2023-06-29 → 2023-08-09
  Cetera Investment Advisers Llc
  Luther, OK
• 2021-06-09 → 2023-06-29
  Cetera Wealth Services, Llc
  Luther, OK
  Midvale, UT
• 2017-03-06 → 2021-06-09
  Voya Financial Advisors, Inc.
  Oklahoma City, OK
  Overland Park, KS
  Blanchard, OK
  Luther, OK
  Lake St. Louis, MO
  Windsor, CT
  Midvale, UT

Other Businesses

INSURANCE POSITION: advisor NATURE: Life and Health insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/31/2023 ADDRESS: 10375 N 2432 Cir, Weatherford OK 73096, United States DESCRIPTION: I offer Life insurance and Annuities to my SAI and SAA clients if it is acceptable in their financial plan

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-14
• S63 Uniform Securities Agent State Law Examination
  2006-01-12