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Thomas D Quigley

Charles Schwab & Co., Inc.

Garden City, NY

Lake Grove, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-31
  • NY RA
    APPROVED
    Since 2023-05-31

Branch Locations

600 Old Country Road, Garden City, NY 11530-2045 • United States

2095 Smith Haven Plaza, Lake Grove, NY 11755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Garden City NY 06/1999 Present
Charles Schwab Bank, Ssb Garden City NY 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-31
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S66 Uniform Combined State Law Examination
    2023-05-31
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Other Names
  • Thomas David Quigley

View on SEC IAPD

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