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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-02-13 |
| LA | RA | APPROVED | 2006-12-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Thilbodaux | LA | 09/2006 | Present |
1. 06/24/2015 - T&C PROPERTIES - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NOT INV REL - 255 CORPORATE DR, HOUMA, LA 70360 - START 01/01/2007 - 1 HR/MO NOT DURING SECS TRDG HRS 2. 06/24/2015 - TRAWLER GROUP - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NOT INV REL - 255 CORPORATE DR, HOUMA, LA 70360 - START 01/01/2007 - 1 HR/MO NOT DURING SECS TRDG HRS 3. 3/16/2023 - Flagship Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/02/2023 - 0 Hours Per Month/0 Hours During Securities Trading 4. 08/02/2023 - Flagship Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/02/2023 - 0 Hours Per Month/0 Hours During Securities Trading 6. 02/29/2024 - Real Estate Rental - Thibodaux, La. - Investment Related - Start Date 08/01/2022 - 1 Hour Per Month/ 0 hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-04 |
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